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Resources

Cambridge Investment Research Inc.

Cambridge Investment Research, Inc. (Cambridge), member FINRA/SIPC, is an independent, privately owned broker-dealer with over 2,400 independent registered representatives and $53.4 billion assets under management. Cambridge provides innovative fee programs and a full menu of commission offerings to advisors across the nation. Recognized in the industry as The Fee Experts®1, Cambridge has been ranked a fee leader among independent broker-dealers for 13 consecutive years2Investment Advisor magazine has announced Cambridge as ‘2013 Broker-Dealer of the Year in Division IV’ – the division representing independent broker-dealers with over 1,000 producing advisors. The honor is based on the results of the annual poll conducted by the magazine in June of this year. Cambridge has earned this honor five of the last seven years, and was previously honored in 2012, 2010, 2008, and 2007 as Broker-Dealer of the Year in Division IV and in 2003 for Division III.

1 THE FEE EXPERTS® is a registered trade mark of Cambridge Investment Research, Inc. for its investment advisory service for investment managers.  2 Financial Planning magazine, June “FP50”, Top 50 Independent Broker-Dealer Issue, 2001-2013. Investment Advisor magazine 2013, 2012, 2010, 2008, 2007, Division IV; 2003, Division III.  A broker-dealer becomes eligible for this honor only after a minimum of 10% of its producing rep-advisors cast valid ballots.  The ballots rate the broker-dealer in 15 different categories defined by Investment Advisor as relevant challenges and concerns.  Broker-dealers receiving the highest marks in each of four divisions are declared Broker-Dealer of the Year.  Results are based on experiences and perceptions of participants surveyed in June of each of the five years listed.  Experience may vary.  Visit advisorone.com.

Pershing, LLC

Pershing, LLC serves as the clearing house for our brokerage business. By working with Pershing, we are able to use cutting‑edge technology to identify, analyze, trade and track virtually any investment vehicle. Through Pershing, we offer our clients a comprehensive management account that combines, brokerage, checking, money-market funds and a debit card, all in one consolidated statement and with 24/7, online access to account information.

Fidelity Institutional Wealth Services

Fidelity Institutional Wealth Services (Fidelity) is a leading provider of trading, custody and brokerage services to registered investment advisors, trust institutions and third party administrators. Fidelity provides a comprehensive set of products and services, innovative investment tools and research, an integrated brokerage and trust platform, and dedicated client service professionals – all designed to help its clients thrive by growing their businesses, more effectively meeting customer needs, and enhancing operational efficiency and profitability. Medallion Wealth Management, Inc., is not affiliated with Fidelity or any of its affiliates but is able to leverage the capital, resources and expertise of the Fidelity, organization on behalf of our clients. Fidelity Institutional Wealth Services provides brokerage products and services and Is a division of Fidelity Brokerage Services LLC. Clearing, custody or other brokerage services may be provided by National Financial Services LLC, or Fidelity Brokerage Services LLC.

[1] Clearing, custody or other brokerage services may be provided by National Financial Services LLC, or Fidelity Brokerage Services LLC. 491978.2.0